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Final RuleProcedural — Correction

Provisions Common to Registered Entities; Correction

In Plain English

What is this Federal Register notice?

This is a final rule published in the Federal Register by Commodity Futures Trading Commission. Final rules have completed the public comment process and establish legally binding requirements.

Is this rule final?

Yes. This rule has been finalized. It has completed the notice-and-comment process required under the Administrative Procedure Act.

Who does this apply to?

Consult the full text of this document for specific applicability provisions. The affected parties depend on the regulatory scope defined within.

When does it take effect?

This document has been effective since December 9, 2024.

Why it matters: This rule corrects errors in a previously published 17 CFR Part 40 regulation.

📋 Related Rulemaking

This final rule likely has a preceding Notice of Proposed Rulemaking (NPRM), but we haven't linked it yet.

Our system will automatically fetch and link related NPRMs as they're discovered.

Regulatory History — 2 documents in this rulemaking

  1. Nov 7, 2024 2024-24388 Final Rule
    Provisions Common to Registered Entities
  2. Dec 6, 2024 2024-28742 Final Rule
    Provisions Common to Registered Entities; Correction

Document Details

Document Number2024-28742
TypeFinal Rule
PublishedDec 6, 2024
Effective DateDec 9, 2024
RIN3038-AF28
Docket ID-
Text FetchedYes

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Related Documents (by RIN/Docket)

Doc #TypeTitlePublished
2024-24388 Final Rule Provisions Common to Registered Entities... Nov 7, 2024

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📋 Extracted Requirements 0 found

This document is procedural in nature — it modifies timing or corrects a prior rule rather than establishing new regulatory obligations.

Full Document Text (395 words · ~2 min read)

Text Preserved
<RULE> COMMODITY FUTURES TRADING COMMISSION <CFR>17 CFR Part 40</CFR> <RIN>RIN 3038-AF28</RIN> <SUBJECT>Provisions Common to Registered Entities; Correction</SUBJECT> <HD SOURCE="HED">AGENCY:</HD> Commodity Futures Trading Commission. <HD SOURCE="HED">ACTION:</HD> Final rule; correction. <SUM> <HD SOURCE="HED">SUMMARY:</HD> The Commodity Futures Trading Commission (Commission) is correcting a final rule that appeared in the <E T="04">Federal Register</E> on November 7, 2024. The document clarified, simplified and enhanced the utility of certain regulations for registered entities, market participants and the Commission that govern how registered entities submit self-certifications, and requests for approval, of their rules, rule amendments, and new products for trading and clearing, as well as the Commission's review and processing of such submissions. </SUM> <EFFDATE> <HD SOURCE="HED">DATES:</HD> Effective December 9, 2024. </EFFDATE> <FURINF> <HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD> Rachel Kaplan, Senior Special Counsel, <E T="03">rkaplan@cftc.gov,</E> 202-418-6233, Steven Benton, Industry Economist, <E T="03">sbenton@cftc.gov,</E> 202-418-5617, and Nancy Markowitz, Deputy Director, <E T="03">nmarkowitz@cftc.gov,</E> 202-418-5453, Division of Market Oversight, and Eileen Chotiner, Senior Compliance Analyst, <E T="03">echotiner@cftc.gov,</E> 202-418-5467, Division of Clearing and Risk, Commodity Futures Trading Commission, Three Lafayette Centre, 1151 21st Street NW, Washington, DC 20581. </FURINF> <SUPLINF> <HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD> In FR Doc. 2024-24388 appearing on page 88594 in the <E T="04">Federal Register</E> of Thursday, November 7, 2024, the following corrections are made: <SECTION> <SECTNO>§ 40.2 </SECTNO> <SUBJECT>[Corrected]</SUBJECT> </SECTION> <REGTEXT TITLE="17" PART="40"> 1. On page 88623 in the second column, in § 40.2, before the first sentence in paragraph (a) introductory text, add the paragraph heading “ <E T="03">Submission requirements.</E> ”. </REGTEXT> <SECTION> <SECTNO>§ 40.5</SECTNO> <SUBJECT> [Corrected] </SUBJECT> </SECTION> <REGTEXT TITLE="14" PART="39"> 2. On page 88625 in the first column, in § 40.5, in amendment 9h, the instruction “Revising paragraph (d) introductory text and (d)(1);” is corrected to read “Revising paragraph (d) introductory text and adding new paragraph (d)(1);” 3. On page 88625 in the second column, in § 40.5, in amendment 9m, the instruction “Redesignating paragraphs (f)(1) and (2) as paragraphs (e)(1) and (2) respectively; and” is corrected to read “Redesignating paragraph (f) as paragraph (e) and revising newly redesignated paragraph (e); and” 4. On page 88625 in the second column, in § 40.5, remove amendment 9n. 5. On page 88625 in the third column, in § 40.5, “(c) * * *” is corrected to read “(c) <E T="03">Commission review.”.</E> </REGTEXT> <SIG> <DATED>Dated: December 3, 2024.</DATED> <NAME>Robert Sidman,</NAME> Deputy Secretary of the Commission. </SIG> </SUPLINF> <FRDOC>[FR Doc. 2024-28742 Filed 12-5-24; 8:45 am]</FRDOC> </RULE>
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