<RULE>
SECURITIES AND EXCHANGE COMMISSION
<CFR>17 CFR Parts 200, 210, 230, 232, 239, 240, and 249</CFR>
<DEPDOC>[Release Nos. 33-11361; 34-102243]</DEPDOC>
<SUBJECT>Technical Amendments to Commission Rules and Forms</SUBJECT>
<HD SOURCE="HED">AGENCY:</HD>
Securities and Exchange Commission.
<HD SOURCE="HED">ACTION:</HD>
Final rule; technical amendment.
<SUM>
<HD SOURCE="HED">SUMMARY:</HD>
The Securities and Exchange Commission (“Commission”) is adopting technical amendments to various rules and forms under the Securities Act of 1933 and the Securities Exchange Act of 1934. These amendments correct errors that are technical in nature, including typographical errors and erroneous cross-references in various Commission rules and forms.
</SUM>
<EFFDATE>
<HD SOURCE="HED">DATES:</HD>
The amendments are effective February 18, 2025.
</EFFDATE>
<FURINF>
<HD SOURCE="HED">FOR FURTHER INFORMATION CONTACT:</HD>
Nabeel Cheema, Special Counsel, at (202) 551-3430, in the Office of Rulemaking, Division of Corporation Finance, U.S. Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549.
</FURINF>
<SUPLINF>
<HD SOURCE="HED">SUPPLEMENTARY INFORMATION:</HD>
The Commission is amending the following rules and forms:
<FTREF/>
<FTNT>
<SU>1</SU>
17 CFR 210.11-01 through 210.11-03.
<SU>2</SU>
17 CFR 229.10 through 229.1610.
<SU>3</SU>
17 CFR 230.500 through 240.508.
<SU>4</SU>
15 U.S.C. 77a
<E T="03">et seq.</E>
<SU>5</SU>
15 U.S.C. 78a
<E T="03">et seq.</E>
</FTNT>
<GPOTABLE COLS="3" OPTS="L2,nj,tp0,p1,8/9,i1" CDEF="s100,r50,xls100">
<TTITLE> </TTITLE>
<CHED H="1"> </CHED>
<CHED H="1"> </CHED>
<CHED H="1"> </CHED>
<ROW EXPSTB="01" RUL="s">
<ENT I="25">Commission reference</ENT>
<ENT I="01">Organization; Conduct and Ethics; and Information Requests</ENT>
<ENT>210.4-08</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Rule 4-10</ENT>
<ENT>210.4-10</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Rule 7-03</ENT>
<ENT>210.7-03</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Rule 9-03</ENT>
<ENT>210.9-03</ENT>
<ENT>229.601</ENT>
<ENT>230.501</ENT>
</ROW>
<ROW>
<ENT I="01">
Securities Act of 1933 (“Securities Act”)
<SU>4</SU>
</ENT>
<ENT>Form S-3</ENT>
<ENT>239.13</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form S-11</ENT>
<ENT>239.18</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form S-4</ENT>
<ENT>239.25</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form F-1</ENT>
<ENT>239.31</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form F-3</ENT>
<ENT>239.33</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form F-4</ENT>
<ENT>239.34</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form F-6</ENT>
<ENT>239.36</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form F-80</ENT>
<ENT>239.41</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form SF-1</ENT>
<ENT>239.44</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form 1-A</ENT>
<ENT>239.90</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form 1-K</ENT>
<ENT>239.91</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form 1-U</ENT>
<ENT>239.93</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form C</ENT>
<ENT>239.900</ENT>
</ROW>
<ROW>
<ENT I="01">
Securities Exchange Act of 1934 (“Exchange Act”)
240.13a-11
240.13d-1
</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Schedule 13G</ENT>
<ENT>240.13d-102</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Rule 14a-2</ENT>
<ENT>240.14a-2</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Rule 14a-5</ENT>
<ENT>240.14a-5</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Rule 14a-6</ENT>
<ENT>240.14a-6</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Rule 14a-8</ENT>
<ENT>240.14a-8</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Rule 14a-12</ENT>
<ENT>240.14a-12</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Schedule 14A</ENT>
<ENT>240.14a-101</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Rule 14n-1</ENT>
<ENT>240.14n-1</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Schedule 14N</ENT>
<ENT>240.14n-101</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Rule 15d-11</ENT>
<ENT>240.15d-11</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form 4</ENT>
<ENT>249.104</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form 18</ENT>
<ENT>249.218</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form 40-F</ENT>
<ENT>249.240f</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form 6-K</ENT>
<ENT>249.306</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form 8-K</ENT>
<ENT>249.308</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form 10-Q</ENT>
<ENT>249.308a</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
<ENT>Form 10-K</ENT>
<ENT>249.310</ENT>
</ROW>
</GPOTABLE>
The amendments make technical changes to various Commission rules and forms. Some of the amendments correct typographical errors. Others correct erroneous or outdated references; for example, where a Commission rule has been vacated by a court but references to the rule have yet to be removed from other rules and forms. Similarly, some amendments correct out-of-date cross-references, such as where one form's reference to another form has not been updated to reflect a heading change in the latter.
<HD SOURCE="HD1">Statutory Authority</HD>
We are adopting these technical amendments under the authority set forth in sections 7 and 19(a) of the Securities Act and sections 13 and 23(a) of the Exchange Act.
<LSTSUB>
<HD SOURCE="HED">List of Subjects in 17 CFR Parts 200, 210, 230, 232, 239, 240, and 249</HD>
Administrative practice and procedure, Electronic filing, Reporting and recordkeeping requirements, Securities.
</LSTSUB>
<HD SOURCE="HD1">Text of Amendments</HD>
For the reasons set forth in the preamble, the Commission amends title 17, chapter II of the Code of Federal Regulations as follows:
<HD SOURCE="HED">PART 200—ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS</HD>
<REGTEXT TITLE="17" PART="200">
1. The authority citation for part 200 is revised to read as follows:
<HD SOURCE="HED">Authority: </HD>
5 U.S.C. 552, 552a, 552b, and 557; 11 U.S.C. 901 and 1109(a); 15 U.S.C. 77c, 77e, 77f, 77g, 77h, 77j, 77
<E T="03">o,</E>
77q, 77s, 77u, 77z-3, 77ggg(a), 77hhh, 77sss, 77uuu, 78b, 78c(b), 78d, 78d-1, 78d-2, 78e, 78f, 78g, 78h, 78i, 78k, 78k-1, 78
<E T="03">l,</E>
78m, 78n, 78
<E T="03">o,</E>
78
<E T="03">o</E>
-4, 78q, 78q-1, 78t-1, 78u, 78w, 78
<E T="03">ll</E>
(d), 78mm, 78eee, 80a-8, 80a-20, 80a-24, 80a-29, 80a-37, 80a-41, 80a-44(a), 80a-44(b), 80b-3, 80b-4, 80b-5, 80b-9, 80b-10(a), 80b-11, 7202, and 7211
<E T="03">et seq.;</E>
29 U.S.C. 794; 44 U.S.C. 3506 and 3507; Reorganization Plan No. 10 of 1950 (15 U.S.C. 78d); sec. 8G, Pub. L. 95-452, 92 Stat. 1101 (5 U.S.C. App.); sec. 913, Pub. L. 111-203, 124 Stat. 1376, 1827; sec. 3(a), Pub. L. 114-185, 130 Stat. 538; E.O. 11222, 30 FR 6469, 3 CFR, 1964-1965 Comp., p. 36; E.O. 12356, 47 FR 14874, 3 CFR, 1982 Comp., p. 166; E.O. 12600, 52 FR 23781, 3 CFR, 1987 Comp., p. 235; Information Security Oversight Office Directive No. 1, 47 FR 27836; and 5 CFR 735.104 and 5 CFR parts 2634 and 2635, unless otherwise noted.
</REGTEXT>
<SECTION>
<SECTNO>§ 200.30-1 </SECTNO>
<SUBJECT>[Amended]</SUBJECT>
</SECTION>
<REGTEXT TITLE="17" PART="200">
2. Amend § 200.30-1, in paragraph (f)(4), by removing the text “§§ 240.14a-6, 240.14a-8(d), and 240.14a-11 of this chapter” and adding, in its place, the text “§§ 240.14a-6 and 240.14a-8(j)(1) of this chapter”.
</REGTEXT>
<SECTION>
<SECTNO>§ 200.82a </SECTNO>
<SUBJECT>[Removed]</SUBJECT>
</SECTION>
<REGTEXT TITLE="17" PART="200">
3. Remove § 200.82a.
4. Amend § 200.800, in the table in paragraph (b), by:
a. Removing the entries for Regulation S-X, Regulation S-B, and Regulation S-K;
b. Adding entries for “Rule 147(f)(1)(iii)” and “Rule 147A(f)(1)(iii)” in numerical order by CFR section;
c. Removing the entry for Rule 155;
d. Adding entries for “Rule 163”, “Rule 173”, “Rule 192”, and “Rule 239” in numerical order by CFR section;
e. Removing the entry for Regulation C;
f. Adding an entry for “Rule 433” in numerical order by CFR section;
g. Removing the entry for Regulation S-T;
h. Adding an entry for “Rule 405” in numerical order by CFR section;
i. Removing the entries for Form SB-1, Form SB-2, Form S-2, and Form F-2;
j. Adding entries for Form SF-1 and Form SF-3 in numerical order by CFR section;
k. Removing the entry for Form 2-A;
l. Adding entries for “Form 1-K”, “Form 1-SA”, “Form 1-U”, “Form 1-Z”, “Form C”, and “Rule 10b5-1” in numerical order by CFR section;
m. Removing the entry for Regulation 12B;
n. Adding entries for “Rule 12g3-2”, “Rule 12h-1(f)”, “Rule 14a-103”, “Rule 14a-104”, “Regulation 14N”, “Schedule 14N”, “Rule 15Ga-2”, “Regulation FD”, “Regulation RR”, “Regulation G”, and “Regulation BTR” in numerical order by CFR section;
o. Removing the entries for Form 10-SB, Form 10-QSB, and Form 10-KSB; and
p. Adding entries for “Form 10-D”, “Form 15F”, “Form ABS-15G”, “Form ABS-EE”; and “Form SD” in numerical order by CFR section.
The additions read as follows:
<SECTION>
<SECTNO>§ 200.800 </SECTNO>
<SUBJECT>OMB control numbers assigned pursuant to the Paperwork Reduction Act.</SUBJECT>
<STARS/>
(b) * * *
<GPOTABLE COLS="3" OPTS="L1,nj,tp0,i1" CDEF="s100,r100,12">
<TTITLE> </TTITLE>
<CHED H="1">Information collection requirement</CHED>
<CHED H="1">17 CFR part or section where identified and described</CHED>
<CHED H="1">
Current OMB
control No.
</CHED>
<ROW>
<ENT I="22"> </ENT>
</ROW>
<ROW>
<ENT I="28">* * * * * * *</ENT>
</ROW>
<ROW>
<ENT I="01">Rule 147(f)(1)(iii)</ENT>
<ENT>230.147(f)(1)(iii)</ENT>
<ENT>3235-0756</ENT>
</ROW>
<ROW>
<ENT I="01">Rule 147A(f)(1)(iii)</ENT>
<ENT>230.147A(f)(1)(iii)</ENT>
<ENT>3235-0757</ENT>
</ROW>
<ROW>
<ENT I="22"> </ENT>
</ROW>
<ROW>
<ENT I="28">* *
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