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Final Rule

Policy Statement Concerning Agency Referrals for Potential Criminal Enforcement

Final rule; policy statement.

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Summary:

Pursuant to Executive Order 14294, the Securities and Exchange Commission ("Commission") is publishing this framework for staff consideration of whether to refer potential violations, including of criminal regulatory offenses, to the Department of Justice.

Key Dates
Citation: 90 FR 26203
This final rule and policy statement is effective June 20, 2025.
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Topics:
Administrative practice and procedure

Document Details

Document Number2025-11332
FR Citation90 FR 26203
TypeFinal Rule
PublishedJun 20, 2025
Effective DateJun 20, 2025
RIN-
Docket IDRelease 34-103277
Pages26203–26204 (2 pages)
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