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Notice

Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA Rules 5110 (Corporate Financing Rule-Underwriting Terms and Arrangements) and 5123 (Private Placements of Securities)

Document Details

Document Number2026-01825
TypeNotice
PublishedJan 30, 2026
Effective Date-
RIN-
Docket IDRelease No. 34-104695
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Agencies & CFR References

Agency Hierarchy:
Securities and Exchange Commission
CFR References:
None

Linked CFR Parts

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Paired Documents

TypeProposedFinalMethodConf
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