Requirements / 0316ed66f7498b18
This is a normalized obligation summary extracted deterministically from regulatory text. The structured fields below are parsed from the source—not AI-generated summaries.
Mandatory FINAL

Obligation Structure

Actor
dealer
Modality
Mandatory
Duty
reporting under paragraph (d) of this section section

Source Text

A swap dealer or major swap participant which is not subject to paragraph (k) of this section must provide the Commission and the registered futures association of which the swap dealer or major swap participant is a member, the additional specific information contained in appendix B to subpart E of this part on a monthly or quarterly basis as applicable to its required frequency of financial reporting under paragraph (d) of this section.
Source Document: 2024-10342
Agency: Commodity Futures Trading Commission
CFR Parts: 17 CFR 23
Requirement Type: other

Lifecycle History

2/12/2026 ADDED — → FINAL 2024-10342

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Stable ID: 0316ed66f7498b18