Requirements / 708b72a8184e0e3e
This is a normalized obligation summary extracted deterministically from regulatory text. The structured fields below are parsed from the source—not AI-generated summaries.
Permissive FINAL

Obligation Structure

Actor
facility
Modality
Permissive
Duty
perform its operational

Source Text

For a confirmation of an uncleared swap transaction, the swap execution facility may satisfy the requirements of this paragraph (b) by incorporating by reference terms from underlying, previously negotiated agreements governing such transaction between the counterparties, without obtaining such incorporated agreements except as otherwise necessary to fully perform its operational, risk management, governance, or regulatory functions, or any requirements under this part.
Source Document: 2024-09368
Agency: Commodity Futures Trading Commission
CFR Parts: 17 CFR 23, 17 CFR 37
Requirement Type: other

Lifecycle History

2/12/2026 ADDED — → FINAL 2024-09368

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Stable ID: 708b72a8184e0e3e