Requirements / 833b2b6d7931cd6b
This is a normalized obligation summary extracted deterministically from regulatory text. The structured fields below are parsed from the source—not AI-generated summaries.
Mandatory FINAL

Obligation Structure

Actor
dealer
Modality
Mandatory
Duty
Report with its applicable prudential regulator shall fi fi

Source Text

A swap dealer or major swap participant that files a Call Report with its applicable prudential regulator shall file Schedule RC—Balance Sheet and Schedule RC—R Regulatory Capital from its Call Report filed with the prudential regulator, and schedule 1 of appendix C to subpart E of this part, with the Commission on a quarterly basis.
Source Document: 2024-10342
Agency: Commodity Futures Trading Commission
CFR Parts: 17 CFR 23
Requirement Type: reporting recordkeeping

Lifecycle History

2/12/2026 ADDED — → FINAL 2024-10342

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Stable ID: 833b2b6d7931cd6b