Requirements / c4ffded163ff9775
This is a normalized obligation summary extracted deterministically from regulatory text. The structured fields below are parsed from the source—not AI-generated summaries.
Mandatory FINAL

Obligation Structure

Actor
dealer
Modality
Mandatory
Duty
reported in a financial report filed with the Commission p financial report filed

Source Text

A swap dealer or major swap participant must provide written notice within two business days to the Commission and to the registered futures association of which it is a member of a substantial reduction in capital as compared to that last reported in a financial report filed with the Commission pursuant to this section.
Source Document: 2024-10342
Agency: Commodity Futures Trading Commission
CFR Parts: 17 CFR 23
Requirement Type: reporting recordkeeping

Lifecycle History

2/12/2026 ADDED — → FINAL 2024-10342

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Stable ID: c4ffded163ff9775