Federal Register
54 documents (filtered)
Final Rule
2024-26524
Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
Securities and Exchange Commission
CFR: 17 CFR 275
Nov 19, 2024
Eff: Nov 19, 2024
Final Rule
2024-26387
Conforming Amendments to Commission Rules and Forms
Securities and Exchange Commission
CFR: 17 CFR 200, 17 CFR 230
Nov 18, 2024
Eff: Nov 18, 2024
Final Rule
2024-25570
Covered Clearing Agency Resilience and Recovery and Orderly Wind-Down Plans
Securities and Exchange Commission
CFR: 17 CFR 240
Nov 18, 2024
Eff: Jan 17, 2025
Final Rule
2024-24355
Adoption of Updated EDGAR Filer Manual
Securities and Exchange Commission
CFR: 17 CFR 232
Oct 22, 2024
Eff: Oct 22, 2024
Final Rule
2024-21867
Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced...
Securities and Exchange Commission
CFR: 17 CFR 242
Oct 8, 2024
Eff: Dec 9, 2024
Final Rule
2024-19819
Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk Management ...
Securities and Exchange Commission
CFR: 17 CFR 270, 17 CFR 274
Sep 11, 2024
Eff: Nov 17, 2025
Final Rule
2024-19229
Qualifying Venture Capital Funds Inflation Adjustment
Securities and Exchange Commission
CFR: 17 CFR 270
Aug 30, 2024
Eff: Sep 30, 2024
Final Rule
2024-17563
Adoption of Updated EDGAR Filer Manual
Securities and Exchange Commission
CFR: 17 CFR 232
Aug 9, 2024
Eff: Aug 9, 2024
Final Rule
2024-14925
Registration for Index-Linked Annuities and Registered Market Value Adjustment Annuities; ...
Securities and Exchange Commission
CFR: 17 CFR 230, 17 CFR 232
Jul 24, 2024
Eff: Sep 23, 2024
Final Rule
2024-14031
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Inform...
Securities and Exchange Commission
CFR: 17 CFR 270, 17 CFR 275
Jun 27, 2024
Eff: Aug 2, 2024
Final Rule
2024-13444
Special Purpose Acquisition Companies, Shell Companies, and Projections; Correction
Securities and Exchange Commission
CFR: 17 CFR 210
Jun 20, 2024
Eff: Jul 1, 2024
Final Rule
2024-11116
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Inform...
Securities and Exchange Commission
CFR: 17 CFR 240, 17 CFR 248
Jun 3, 2024
Eff: Aug 2, 2024
Final Rule
2024-08091
Adoption of Updated EDGAR Filer Manual
Securities and Exchange Commission
CFR: 17 CFR 232
Apr 19, 2024
Eff: Apr 19, 2024
Final Rule
2024-05556
Disclosure of Order Execution Information
Securities and Exchange Commission
CFR: 17 CFR 240, 17 CFR 242
Apr 15, 2024
Eff: Jun 14, 2024
Final Rule
2024-07648
The Enhancement and Standardization of Climate-Related Disclosures for Investors; Delay of...
Securities and Exchange Commission
CFR: 17 CFR 210, 17 CFR 229
Apr 12, 2024
Final Rule
2024-06865
Exemption for Certain Investment Advisers Operating Through the Internet
Securities and Exchange Commission
CFR: 17 CFR 275, 17 CFR 279
Apr 9, 2024
Eff: Jul 8, 2024
Final Rule
2024-06187
Share Repurchase Disclosure Modernization
Securities and Exchange Commission
CFR: 17 CFR 229, 17 CFR 232
Apr 8, 2024
Eff: Apr 8, 2024
Final Rule
2024-05137
The Enhancement and Standardization of Climate-Related Disclosures for Investors
Securities and Exchange Commission
CFR: 17 CFR 210, 17 CFR 229
Mar 28, 2024
Eff: May 28, 2024
Final Rule
2024-03473
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
Commodity Futures Trading Commission, Securities and Exchange Commission
CFR: 17 CFR null, 17 CFR 275
Mar 12, 2024
Eff: Mar 12, 2025
Final Rule
2024-02837
Further Definition of “As a Part of a Regular Business” in the Definition of Dealer and Go...
Securities and Exchange Commission
CFR: 17 CFR 240
Feb 29, 2024
Eff: Apr 29, 2024
Final Rule
2024-04062
Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and ...
Securities and Exchange Commission
CFR: 5 CFR 4401
Feb 28, 2024
Eff: Mar 29, 2024
Final Rule
2024-01853
Special Purpose Acquisition Companies, Shell Companies, and Projections
Securities and Exchange Commission
CFR: 17 CFR 210, 17 CFR 229
Feb 26, 2024
Eff: Jul 1, 2024
Final Rule
2024-01314
Adoption of Updated EDGAR Filer Manual
Securities and Exchange Commission
CFR: 17 CFR 232
Jan 24, 2024
Eff: Jan 24, 2024
Final Rule
2023-27860
Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of th...
Securities and Exchange Commission
CFR: 17 CFR 240
Jan 16, 2024
Eff: Mar 18, 2024
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