Federal Register

13 documents (filtered)

Filters: Stage: proposedAgency: Securities and Exchange Commission Clear all
Proposed Rule 2026-00316
"Small Business" and "Small Organization" Definitions for Investment Companies and Investm...
Securities and Exchange Commission CFR: 17 CFR 270, 17 CFR 275
Jan 12, 2026
Proposed Rule 2025-19152
Concept Release on Residential Mortgage-Backed Securities Disclosures and Enhancements to ...
Securities and Exchange Commission CFR: 17 CFR 229, 17 CFR 230
Oct 1, 2025
Proposed Rule 2025-11110
Withdrawal of Proposed Regulatory Actions
Securities and Exchange Commission CFR: 17 CFR 200, 17 CFR 230
Jun 17, 2025
Proposed Rule 2025-10428
Concept Release on Foreign Private Issuer Eligibility
Securities and Exchange Commission CFR: 17 CFR 230, 17 CFR 239
Jun 9, 2025
Proposed Rule 2024-28353
List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act
Securities and Exchange Commission CFR: 17 CFR null
Dec 10, 2024
Proposed Rule 2024-18415
Financial Data Transparency Act Joint Data Standards
Treasury Department, Comptroller of the Currency CFR: 12 CFR 15, 12 CFR 262
Aug 22, 2024
Proposed Rule 2024-16470
Regulatory Flexibility Agenda
Securities and Exchange Commission CFR: 17 CFR null
Aug 16, 2024
Proposed Rule 2024-10738
Customer Identification Programs for Registered Investment Advisers and Exempt Reporting A...
Treasury Department, Financial Crimes Enforcement Network CFR: 17 CFR 275, 31 CFR 1032
May 21, 2024
Proposed Rule 2024-05624
Exemption for Certain Investment Advisers Operating Through the Internet; Correction
Securities and Exchange Commission CFR: 17 CFR 275, 17 CFR 279
Mar 18, 2024
Proposed Rule 2024-05625
EDGAR Filer Access and Account Management; Correction
Securities and Exchange Commission CFR: 17 CFR 232, 17 CFR 239
Mar 18, 2024
Proposed Rule 2024-05623
Conflicts of Interest Associated With the Use of Predictive Data Analytics by Broker-Deale...
Securities and Exchange Commission CFR: 17 CFR 240, 17 CFR 275
Mar 18, 2024
Proposed Rule 2024-03436
Qualifying Venture Capital Funds Inflation Adjustment
Securities and Exchange Commission CFR: 17 CFR 270
Feb 21, 2024
Proposed Rule 2024-00469
Regulatory Flexibility Agenda
Securities and Exchange Commission CFR: 17 CFR null
Feb 9, 2024

Understanding This Page

The Federal Register is the daily journal of the U.S. government. Proposed rules invite public comment before becoming law. Final rules have completed the comment process and are (or will become) legally binding. FRTracker extracts obligations from these documents—the specific things people or organizations must, may, or must not do.