Federal Register

9 documents (filtered)

Filters: Agency: Securities and Exchange CommissionModality: MUST Clear all
Final Rule 2025-23248 1 oblig.
Technical Amendments to Commission Rules and Forms
Securities and Exchange Commission CFR: 17 CFR 230, 17 CFR 270
Dec 18, 2025
Eff: Dec 18, 2025
Final Rule 2025-02524 5 oblig.
Technical Amendments to Commission Rules and Forms
Securities and Exchange Commission CFR: 17 CFR 200, 17 CFR 210
Feb 18, 2025
Eff: Feb 18, 2025
Final Rule 2024-30433 24 oblig.
Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amen...
Securities and Exchange Commission CFR: 17 CFR 202, 17 CFR 232
Jan 21, 2025
Eff: Mar 24, 2025
Final Rule 2024-31178 6 oblig.
Daily Computation of Customer and Broker-Dealer Reserve Requirements Under the Broker-Deal...
Securities and Exchange Commission CFR: 17 CFR 240, 17 CFR 249
Jan 13, 2025
Eff: Mar 14, 2025
Final Rule 2024-30494 1 oblig.
EDGAR Filer Access and Account Management
Securities and Exchange Commission CFR: 17 CFR 232, 17 CFR 239
Dec 27, 2024
Eff: Mar 24, 2025
Final Rule 2024-21867 1 oblig.
Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced...
Securities and Exchange Commission CFR: 17 CFR 242
Oct 8, 2024
Eff: Dec 9, 2024
Final Rule 2024-19819 1 oblig.
Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk Management ...
Securities and Exchange Commission CFR: 17 CFR 270, 17 CFR 274
Sep 11, 2024
Eff: Nov 17, 2025
Final Rule 2024-19229 1 oblig.
Qualifying Venture Capital Funds Inflation Adjustment
Securities and Exchange Commission CFR: 17 CFR 270
Aug 30, 2024
Eff: Sep 30, 2024
Final Rule 2024-11116 5 oblig.
Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Inform...
Securities and Exchange Commission CFR: 17 CFR 240, 17 CFR 248
Jun 3, 2024
Eff: Aug 2, 2024

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The Federal Register is the daily journal of the U.S. government. Proposed rules invite public comment before becoming law. Final rules have completed the comment process and are (or will become) legally binding. FRTracker extracts obligations from these documents—the specific things people or organizations must, may, or must not do.