Federal Register
54 documents (filtered)
Final Rule
2026-00811
Delegation of Authority To Grant or Deny Exemptions From Rule 612 of Regulation NMS Under ...
Securities and Exchange Commission
CFR: 17 CFR 200
Jan 16, 2026
Eff: Jan 16, 2026
Final Rule
2026-00315
List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act
Securities and Exchange Commission
CFR: 17 CFR null
Jan 12, 2026
Final Rule
2025-24127
Delegation of Authority to the Director of the Division of Investment Management
Securities and Exchange Commission
CFR: 17 CFR 200
Dec 31, 2025
Eff: Dec 31, 2025
Final Rule
2025-23248
Technical Amendments to Commission Rules and Forms
Securities and Exchange Commission
CFR: 17 CFR 230, 17 CFR 270
Dec 18, 2025
Eff: Dec 18, 2025
Final Rule
2025-22583
Technical Amendments to Commission Forms
Securities and Exchange Commission
CFR: 17 CFR 249
Dec 11, 2025
Eff: Dec 11, 2025
Final Rule
2025-19316
Extension of Compliance Date for Disclosure of Order Execution Information
Securities and Exchange Commission
CFR: 17 CFR 240, 17 CFR 242
Oct 2, 2025
Eff: Oct 2, 2025
Final Rule
2025-18238
Acceleration of Effectiveness of Registration Statements of Issuers With Certain Mandatory...
Securities and Exchange Commission
CFR: 17 CFR 231, 17 CFR 241
Sep 19, 2025
Eff: Sep 19, 2025
Final Rule
2025-18237
Commission's Rules of Practice
Securities and Exchange Commission
CFR: 17 CFR 201
Sep 19, 2025
Eff: Sep 19, 2025
Final Rule
2025-18228
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Exte...
Commodity Futures Trading Commission, Securities and Exchange Commission
CFR: 17 CFR null, 17 CFR 279
Sep 19, 2025
Final Rule
2025-17402
Extension of Compliance Dates for Electronic Submission of Certain Materials Under the Sec...
Securities and Exchange Commission
CFR: 17 CFR 202, 17 CFR 232
Sep 10, 2025
Eff: Sep 10, 2025
Final Rule
2025-12286
Adoption of Updated EDGAR Filer Manual
Securities and Exchange Commission
CFR: 17 CFR 232
Jul 1, 2025
Eff: Jul 1, 2025
Final Rule
2025-12016
Extension of Compliance Date for Required Daily Computation of Customer and Broker-Dealer ...
Securities and Exchange Commission
CFR: 17 CFR 240
Jul 1, 2025
Final Rule
2025-11332
Policy Statement Concerning Agency Referrals for Potential Criminal Enforcement
Securities and Exchange Commission
CFR: 17 CFR 202
Jun 20, 2025
Eff: Jun 20, 2025
Final Rule
2025-11057
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Further Exte...
Commodity Futures Trading Commission, Securities and Exchange Commission
CFR: 17 CFR null, 17 CFR 279
Jun 16, 2025
Final Rule
2025-06920
Regulation SBSR (Reporting and Dissemination of Security-Based Swap Information) and Secur...
Securities and Exchange Commission
CFR: 17 CFR 240, 17 CFR 242
Apr 24, 2025
Final Rule
2025-06861
Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk Management ...
Securities and Exchange Commission
CFR: 17 CFR 270, 17 CFR 274
Apr 22, 2025
Eff: Nov 17, 2027
Final Rule
2025-06698
Adoption of Updated EDGAR Filer Manual
Securities and Exchange Commission
CFR: 17 CFR 232
Apr 18, 2025
Eff: Apr 18, 2025
Final Rule
2025-05267
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
Commodity Futures Trading Commission, Securities and Exchange Commission
CFR: 17 CFR null, 17 CFR 275
Apr 11, 2025
Eff: Apr 11, 2025
Final Rule
2025-04705
Investment Company Names; Extension of Compliance Date
Securities and Exchange Commission
CFR: 17 CFR 230, 17 CFR 232
Mar 20, 2025
Eff: Mar 20, 2025
Final Rule
2025-04064
Delegation of Authority to Director of the Division of Enforcement
Securities and Exchange Commission
CFR: 17 CFR 200
Mar 14, 2025
Eff: Mar 14, 2025
Final Rule
2025-03351
Extension of Compliance Dates for Standards for Covered Clearing Agencies for U.S. Treasur...
Securities and Exchange Commission
CFR: 17 CFR 240
Mar 4, 2025
Eff: Mar 4, 2025
Final Rule
2025-02524
Technical Amendments to Commission Rules and Forms
Securities and Exchange Commission
CFR: 17 CFR 200, 17 CFR 210
Feb 18, 2025
Eff: Feb 18, 2025
Final Rule
2025-02138
Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers; Extension of...
Commodity Futures Trading Commission, Securities and Exchange Commission
CFR: 17 CFR null, 17 CFR 279
Feb 5, 2025
Eff: Feb 5, 2025
Final Rule
2025-01864
Staff Accounting Bulletin No. 122
Securities and Exchange Commission
CFR: 17 CFR 211
Jan 30, 2025
Eff: Jan 30, 2025
Final Rule
2025-01923
Adoption of Updated EDGAR Filer Manual
Securities and Exchange Commission
CFR: 17 CFR 232
Jan 30, 2025
Eff: Jan 30, 2025
Final Rule
2024-30433
Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amen...
Securities and Exchange Commission
CFR: 17 CFR 202, 17 CFR 232
Jan 21, 2025
Eff: Mar 24, 2025
Final Rule
2024-31178
Daily Computation of Customer and Broker-Dealer Reserve Requirements Under the Broker-Deal...
Securities and Exchange Commission
CFR: 17 CFR 240, 17 CFR 249
Jan 13, 2025
Eff: Mar 14, 2025
Final Rule
2024-30494
EDGAR Filer Access and Account Management
Securities and Exchange Commission
CFR: 17 CFR 232, 17 CFR 239
Dec 27, 2024
Eff: Mar 24, 2025
Final Rule
2024-29420
Commission's Organization and Program Management Regulations
Securities and Exchange Commission
CFR: 17 CFR 200
Dec 16, 2024
Eff: Dec 16, 2024
Final Rule
C1-2024-26524
Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
Securities and Exchange Commission
CFR: 17 CFR 275
Dec 4, 2024
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